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Business Quality Assessor (Compliance) - Leeds

SectorsAdministration, Bancassurance, Compliance, IFA/Independent Adviser, Other Financial Services, Paraplanner, Sales, Sales Support, Tied & Multi Sales, Wealth Manager
Salary£20,000 to £25,000 per annum
LocationsEast Yorkshire, South Yorkshire, UK, West Yorkshire, Yorkshire
Contract TypePermanent


 Business Quality Assessor (Compliance) - Leeds

 Our client is an extremely busy financial services office based in Leeds city centre offering a comprehensive range of services to people and businesses throughout the UK.

 They are looking for someone who will be able to:

 Conduct file reviews on all cases.

 Reporting findings to the Compliance Manager and suggest remedial action.

 Prepare feedback reports.

 Deal with Adviser telephone queries.

 Ensure complete and accurate records of monitoring activity are maintained

 As part of a small compliance team undertake other compliance duties and project work as required.


 Experience of working in financial services.

 A good understanding/working knowledge of the FSA Handbook

 The ability to prioritise own workload, be self-motivated, organised and disciplined.

 Strong interpersonal and communication skills at all levels

 Excellent IT skills, in particular Word, Excel and Outlook.



 Must have the FPC (or equivalent).

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