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Diploma Qualified Advisers - Newcastle

SectorsBancassurance, Employee Benefits, IFA/Independent Adviser, Paraplanner, Pensions & Benefits Consultant, Sales, Tied & Multi Sales, Wealth Manager
Salary£28,000 to £30,000 per annum OTE £36,000
LocationsCounty Durham, North East, Northumberland, Tyne And Wear, UK
Contract TypePermanent


A successful Financial Services organisation is looking for experienced Financial Advisers who are qualified to Level 4 Diploma.

Summary of Area/Department Focus:

• To provide profitable, effective and compliant independent financial planning advice to the existing client bank and new clients on their pension options at retirement

• To identify and develop new business opportunities from existing clients, introducers and referrals in order to achieve agreed revenue targets

• To conduct yourself in accordance with the FSA’s Statement of Principles and Code of Practice for Approved Persons.

• To promote and provide a comprehensive and compliant service to new and existing clients within the activities as defined and authorised by the client

• To act and deliver in accordance with the TCF principles at all times.

Summary of Job Purpose:

To provide compliant accurate advice on Pension Maturities in line with the clients Annuity Service standards and procedures. This will involve:

Review of client’s pensions to advise on the best maturity options.

Analysis to take account of :

• Annuity rates and other retirement options.

• Client’s individual circumstances, health requirements and financial position.

• Existing policy options and restrictions

• To keep up-to-date with all annuity terms, legislation and regulatory changes and to be able to provide appropriate and accurate advice.

• Keeping and maintaining accurate records and files for individual clients to provide a thorough compliance audit trail.

The role offers a salary of £30,000 plus bonus, with all clients provided.

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