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T&C Supervisor - Leeds

Reference:

VAC-24

Sector:

Bancassurance, Compliance, IFA/Independent Adviser, Paraplanner, Wealth Management

Salary:

£30,000 to £45,000 Per Annum

Benefits:

Full benefits

Town/City:

Leeds

Contract Type:

Permanent

T&C Supervisor

Competitive salary

We have an exciting opportunity to join an expanding Financial Services Company based in Leeds who require a T&C Supervisor.

Responsible for a wide-range of functions including:

  • Completion of one to ones as required
  • Completion of annual role-plays
  • Ensuring adviser records are kept up to date
  • Assisting with Adviser Induction Courses
  • Providing ongoing support to advisers
  • Approve financial promotions
  • Supervising advisers through initial and ongoing stages of T&C scheme via coaching and formal 121s
  • Assessing pre-approval cases
  • Answer general Compliance, financial planning, technical, product and T&C related queries.
  • Assist in any other regulatory functions as required.

Essential

  • Diploma level 4 qualified
  • Excellent interpersonal and communication skills.
  • Confident in providing feedback to management and leadership

Contact: David Sheddon - david@advanceyourcareer.com 

This is only one of many vacancies we are handling. Advance Search & Selection Ltd is a specialist within Financial Services and Pensions recruitment. Areas of expertise include IFA, Advisors, Employee Benefits, Compliance, Pensions, Group Risk, Paraplanners, Sales Support, T&C etc.